-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AOo7kSk5fpZjPj5Khl2DlC05zU4cTZNt6aEjsyzHmvVfJXH3ZcXW8zvCnIUPBxcP 4Nk7QagijRMVz7cB4tPqDg== 0001011240-05-000023.txt : 20050316 0001011240-05-000023.hdr.sgml : 20050316 20050316172735 ACCESSION NUMBER: 0001011240-05-000023 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050316 DATE AS OF CHANGE: 20050316 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRAVIS BOATS & MOTORS INC CENTRAL INDEX KEY: 0001012734 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 742024798 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49897 FILM NUMBER: 05686669 BUSINESS ADDRESS: STREET 1: 13045 RESEARCH BLVD CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 5123478787 MAIL ADDRESS: STREET 1: 5000 PLAZA ON THE LAKE STREET 2: SUITE 250 CITY: AUSTIN STATE: TX ZIP: 78746 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TMRC LLP CENTRAL INDEX KEY: 0001169721 IRS NUMBER: 611408418 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: TMRC LLP STREET 2: 2500 E KOARNEY ST CITY: SPRINGFIELD STATE: MO ZIP: 65803 BUSINESS PHONE: 4178735900 MAIL ADDRESS: STREET 1: TMRC LLP STREET 2: 2500 E KOARNEY ST CITY: SPRINGFIELD STATE: MO ZIP: 65803 SC 13D/A 1 travsch13dam4031605.txt SCHEDULE 13D AMENDMENT NO. 4 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Travis Boats & Motors, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 894363100 - -------------------------------------------------------------------------------- (CUSIP Number) Robert H. Wexler 101 S. Hanley, Suite 1600 St. Louis, Missouri 63105 Telephone: (314) 615-6100 Facsimile: (314) 615-6001 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 10, 2005 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box: |_| Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ---------------------------------------- -------------------------------- CUSIP NO. 894363100 13D Page 2 of 13 Pages - ---------------------------------------- -------------------------------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only). Tracker Marine, L.L.C. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |X| (See Instructions) (b) |_| - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC - -------------------------------------------------------------------------------- Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) |_| 5. - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization State of Missouri - -------------------------------------------------------------------------------- 7. Sole Voting Power -0- Number of Shares Beneficially 8. Shared Voting Power Owned by 800 Each Reporting Person 9. Sole Dispositive Power With -0- 10. Shared Dispositive Power 800 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 800 - -------------------------------------------------------------------------------- Check if the Aggregate Amount in Row (11) Excludes Certain Shares |_| 12. (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount In Row (11) 100% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- 2 - ---------------------------------------- -------------------------------- CUSIP NO. 894363100 13D Page 3 of 13 Pages - ---------------------------------------- -------------------------------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only). Three Johns Company - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |X| (See Instructions) (b) |_| - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) Not Applicable - -------------------------------------------------------------------------------- Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) |_| 5. - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization State of Missouri - -------------------------------------------------------------------------------- 7. Sole Voting Power -0- Number of Shares Beneficially 8. Shared Voting Power Owned by 800 Each Reporting Person 9. Sole Dispositive Power With -0- 10. Shared Dispositive Power 800 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 800 - -------------------------------------------------------------------------------- Check if the Aggregate Amount in Row (11) Excludes Certain Shares |_| 12. (See Instructions) - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount In Row (11) 100% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- 3 - ---------------------------------------- -------------------------------- CUSIP NO. 894363100 13D Page 4 of 13 Pages - ---------------------------------------- -------------------------------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only). The John L. Morris Revocable Trust - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |X| (See Instructions) (b) |_| - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) Not Applicable - -------------------------------------------------------------------------------- Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) |_| 5. - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization State of Missouri - -------------------------------------------------------------------------------- 7. Sole Voting Power -0- Number of Shares Beneficially 8. Shared Voting Power Owned by 800 Each Reporting Person 9. Sole Dispositive Power With -0- 10. Shared Dispositive Power 800 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 800 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Check if the Aggregate Amount in Row (11) Excludes Certain Shares |_| 12. (See Instructions) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount In Row (11) 100% - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- 4 - ---------------------------------------- -------------------------------- CUSIP NO. 894363100 13D Page 5 of 13 Pages - ---------------------------------------- -------------------------------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only). John L. Morris - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |X| (See Instructions) (b) |_| - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) Not Applicable - -------------------------------------------------------------------------------- Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) |_| 5. - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization State of Missouri - -------------------------------------------------------------------------------- 7. Sole Voting Power -0- Number of Shares Beneficially 8. Shared Voting Power Owned by 800 Each Reporting Person 9. Sole Dispositive Power With -0- 10. Shared Dispositive Power 800 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 800 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Check if the Aggregate Amount in Row (11) Excludes Certain Shares |_| 12. (See Instructions) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount In Row (11) 100% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 5 - ---------------------------------------- -------------------------------- CUSIP NO. 894363100 13D Page 6 of 13 Pages - ---------------------------------------- -------------------------------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only). Kenneth N. Burroughs, as Trustee of the Voting Trust dated January 7, 2003 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |X| (See Instructions) (b) |_| - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) Not Applicable - -------------------------------------------------------------------------------- Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) |_| 5. - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization State of Missouri - -------------------------------------------------------------------------------- 7. Sole Voting Power -0- Number of Shares Beneficially 8. Shared Voting Power Owned by 800 Each Reporting Person 9. Sole Dispositive Power With -0- 10. Shared Dispositive Power 800 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 800 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Check if the Aggregate Amount in Row (11) Excludes Certain Shares |_| 12. (See Instructions) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount In Row (11) 100% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 6 Amendment No 4 to Schedule 13D TMRC, L.L.P., a Missouri limited liability partnership ("TMRC"), and, by virtue of their respective direct and indirect holdings of interests in TMRC (as described below in this Report), Tracker Marine, L.L.C., a Missouri limited liability company ("Tracker"), Three Johns Company, a Missouri corporation ("Three Johns"), the John L. Morris Revocable Trust (the "JLM Trust") and John L. Morris, an individual residing in Missouri ("JLM") (collectively, the "Reporting Persons"), have previously reported their acquisition of 21,390 shares of 6% Series A Cumulative Convertible Preferred Stock, $.01 par value per share ("Series A Preferred") of Travis Boats & Motors, Inc. (the "Company"), which such shares were convertible into 869,724 shares of the Company's common stock, in an initial Schedule 13D filing dated March 13, 2002 (the "Report"), the acquisition of an additional 58,610 shares of Series A Preferred, which such shares were convertible into 2,383,101 shares of the Company's common stock, and the formation of a voting trust entered into by and among TMRC, Mark T. Walton ("Walton"), Robert C. Siddons ("Siddons"), and the holders of certain convertible promissory notes issued by the Company (the "Voting Trust") appointing Kenneth N. Burroughs as trustee of the Voting Trust ("KNB") and into which all of the common stock and Series A Preferred held by the member of the Voting Trust were deposited, the acquisition by TMRC of the right to designate a majority of the Company's Board of Directors (the "Board") and any committees thereof and the receipt of a proxy from a former Executive Vice-President and a director of the Company granting TMRC the right to vote the 202,643 shares of common stock owned by such person (the "Proxy"), in Amendment No. 2 of the Report dated June 10, 2002. Amendment No. 3, filed on November 8, 2004, reported the plan of the TMRC Reporting Persons to acquire all of the issued and outstanding common stock of the Company by virtue of a merger between TMRC and the Company (the "Merger") pursuant to an Agreement and Plan of Merger dated as of November 10, 2004 by and between TMRC and the Company (the "Merger Agreement"). Capitalized terms that are not defined in this Amendment No. 4 shall have the meaning ascribed to such terms in the Report. This Amendment No. 4 to the Report is being filed in order to report (a) that the Merger Agreement was adopted by the Company's shareholders at a Special Meeting of the Shareholders held on March 9, 2005 and (b) that the transactions contemplated under the Merger Agreement were consummated on March 10, 2005. As a result of the Merger, (a) each issued and outstanding share of the Company's common stock (other than those shares of the Company's common stock held by dissenting shareholders of the Company), par value $.01 per share, was deemed cancelled and converted into the right to receive cash in an amount equal to $0.40 in cash, without interest, and the Company, the issuer of the equity securities, became a wholly owned subsidiary of Tracker, (b) all 80,000 shares of Series A preferred stock were cancelled, (c) TMRC was merged into and with the Company, and (d) Tracker became the holder of 800 shares of the Company's common stock, which represents all of the issued and outstanding capital stock of the Company. In addition, this Amendment No. 4 is being filed to amend and supplement the Report, as amended by Amendment Nos. 1, 2 and 3, previously filed by the Reporting Persons. Only those items amended or supplemented are reported herein. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Tracker Marine, L.L.C., for itself and as the former 99% partner of TMRC, L.L.P. By: Three Johns Company, Its sole member By: /s/ Kenneth N. Burroughs -------------------------------- Name: Kenneth N. Burroughs -------------------------------- Title: President -------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Three Johns Company By: /s/ Kenneth N. Burroughs -------------------------- Name: Kenneth N. Burroughs -------------------------- Title: President -------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. John L. Morris Revocable Trust By: /s/ John L. Morris ------------------------------- John L. Morris, as trustee SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ John L. Morris ----------------------------------------------- John L. Morris SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Kenneth N. Burroughs ----------------------------------------------------- Kenneth N. Burroughs, as Trustee of the Voting Trust dated January 7, 2003 -----END PRIVACY-ENHANCED MESSAGE-----